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Unit investment trust
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331	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Exchange Traded Concepts, LLC, et al.; Notice of Application July 29, 2013 Agency: Securities and Exchange Commission (“Commissio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 06:21:42 Funds Financial services Exchange-traded fund Collective investment scheme Financial adviser Unit investment trust IShares Investment Company Act Securities and Exchange Commission Financial economics Investment Finance
332	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]November 26, 2013 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-26 17:15:03 Finance Financial services 76th United States Congress United States securities law Dbx Exchange-traded fund Investment Company Act Unit investment trust U.S. Securities and Exchange Commission Financial economics Investment Funds
333	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application November 21, 2013 Agency: Securities and Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 06:34:40 Funds Financial services 76th United States Congress Exchange-traded fund Collective investment scheme Financial adviser Unit investment trust Investment Company Act Investment Advisers Act Financial economics Investment Finance
334	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Ranger Alternative Management, L.P. and Ranger Funds Investment Trust; Notice of Application November 12, 2013 Agency: Sec Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-13 06:09:11 Financial services Exchange-traded fund Collective investment scheme Mutual fund Security Unit investment trust Index fund Bond Net asset value Financial economics Investment Funds
335	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 13, 2013 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-13 11:19:58 Finance United States securities law 76th United States Congress Funds Investment Advisers Act Financial adviser Unit investment trust U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Investment Financial services
336	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Cambria ETF Trust, et al.; Notice of Application October 28, 2013 Agency: Securities and Exchange Commission (“Commissio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 13:01:47 Funds Financial services Collective investment schemes Exchange-traded fund IShares Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Financial economics Investment Finance
337	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Guinness Atkinson Asset Management, Inc., et al.; Notice of Application September 26, 2013 Agency: Securities and Exchange Commissi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 13:05:59 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Mutual fund Security Unit investment trust Bond Financial economics Investment Finance
338	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]ERNY Financial ETF Trust, et al.; Notice of Application July 30, 2013 Agency: Securities and Exchange Commission (“Commi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:10:58 Funds Financial services Collective investment schemes Exchange-traded funds IShares Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Financial economics Investment Finance
339	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]DBX ETF Trust, et al.; Notice of Application October 29, 2013 Agency: Securities and Exchange Commission (“Commission”). Action Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 20:30:22 Funds Financial services Exchange-traded fund Security Net asset value Bond Financial adviser Unit investment trust Bank Financial economics Investment Finance
340	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]September 24, 2013 ________________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-24 19:39:27 Finance Financial services United States securities law Exchange-traded fund Investment Company Act Unit investment trust SEC filing Financial economics Investment Funds

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